UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
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FORM
CURRENT REPORT
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Item 5.07 Submission of Matters to a Vote of Security Holders.
On June 23, 2022, Aligos Therapeutics, Inc. (the “Company”) held its Annual Meeting of Stockholders (the “Annual Meeting”). At the Annual Meeting, the Company’s stockholders voted on two proposals, each of which is described in more detail in the Company’s definitive proxy statement on Schedule 14A filed with the Securities and Exchange Commission on April 29, 2022. Only stockholders of record as of the close of business on April 25, 2022, the record date for the Annual Meeting, were entitled to vote at the Annual Meeting. As of the record date, 39,602,857 shares of the Company’s voting common stock were outstanding and entitled to vote at the Annual Meeting. The tabulation of the stockholder votes on each proposal brought before the Annual Meeting is as follows:
Proposal 1. The election of three Class II directors to hold office until the 2025 annual meeting of stockholders or until their respective successor is elected:
| Nominee |
Votes For | Votes Withheld | Broker Non-Votes | |||
| Thomas Woiwode, Ph.D. |
21,310,101 | 4,197,470 | 4,035,425 | |||
| Leonid Beigelman, Ph.D. |
21,501,183 | 4,006,388 | 4,035,425 | |||
| K. Peter Hirth, Ph.D. |
21,864,042 | 3,643,529 | 4,035,425 |
Proposal 2. The ratification of the selection by the audit committee of the board of directors of the Company of Ernst & Young LLP as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2022:
| Votes For |
Votes Against |
Abstentions | ||
| 29,452,775 | 90,096 | 125 |
As a routine proposal under applicable rules, no broker non-votes were recorded in connection with this proposal.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| ALIGOS THERAPEUTICS, INC. | ||||||
| Date: June 27, 2022 | By: | /s/ Lesley Ann Calhoun | ||||
| Lesley Ann Calhoun | ||||||
| Executive Vice President, Chief Financial Officer | ||||||